0345 300 6256 To arrange a free, no obligation meeting
Navigation Search
0345 300 6256
To arrange a free, no obligation meeting

Risk and Compliance Manager

  • Job Title:
    Risk and Compliance Manager
  • Department:
    Regulatory department
  • Location:
  • Job Reference:
  • Job Purpose:

    To manage the establishment and maintenance Chase de Vere’s (“CdV”) regulatory standards and policies in accordance with the rules and guidance of the FCA and to provide a compliant framework for the business to operate within.


    To manage CdV’s risk management approach and structure to achieve compliance with the risk management approach determined by the parent company.


    To establish and operate a comprehensive quality assurance programme for compliance with the rules and guidance of the FCA in accordance with the annual compliance plan and requirements of CdV.


    To develop a positive compliance culture within CdV including the provision of proactive advice and guidance to ensure an awareness of compliance and risk management is embedded throughout the business functions and is an integral part of all decision making.


    To take ownership of day-to-day regulatory compliance issues and to assist the Head of Risk and Compliance with handing more complex regulatory compliance issues and non-routine inquiries by the Executive and other stakeholders.

  • Job Context:

    The role sits in the Legal and Regulatory function providing a central service the business and the job holder reports to the Head of Risk and Compliance. They will be responsible for the management of the Regulatory Policy team working with the business to define compliance and risk management policies and procedures to ensure the business operate within a compliance environment and appropriate risk management systems and controls.

  • Contact Email:

For further details about the role please click here

To apply for this role please send your cv and a covering email to careers@chasedevere.co.uk